SEC Exemption Diagnostic

Determines if your office qualifies under the Investment Advisers Act Rule 202(a)(11)(G)-1.

1. Are all clients of the family office "family clients" (lineal descendants of a common ancestor, up to 10 generations)?

2. Is the family office wholly owned by family clients and exclusively controlled by family members/entities?

3. Does the family office hold itself out to the public as an investment adviser?